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1. When you are upgrading a database to Oracle Database 12c, which of the following
options are true?
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A. Any version of an Oracle 10g or Oracle 11g database can be upgraded to Oracle
Database 12c using DBUA.
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B. Only the versions 10.2.0.5, 11.1.0.7, 11.2.0.2, 11.2.0.3, and 11.2.0.4 can be
upgraded to 12.1.0.
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C. Once upgraded to Oracle Database 12c, the upgraded database can only be
downgraded to Oracle 11g.
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D. When a 10.2.0.5 database is upgraded to Oracle Database 12c, it cannot be
downgraded.
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2. Which is the best option for upgrading an Oracle 10g R2 database that is in its
terminal release to Oracle Database 12c?
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A. Use Data Pump utilities to export and import.
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B. Perform a direct upgrade using DBUA.
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C. Upgrade to 11g 11.1.0.7 or 11.2.0.2 using DBUA, and then upgrade the database
to 12.1.0 using Oracle Database 12c DBUA.
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D. Run catctl.pl script on the Oracle 10g instance, and then start the instance in
Oracle Database 12c.
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3. When you’re using DBUA to upgrade a database from Oracle 10g, which of the following
activities are not performed by DBUA? (Choose two.)
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A. Perform the pre-upgrade steps.
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B. Change listener.ora to configure the new Oracle home directory information.
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C. Disable archiving during the upgrade.
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D. Back up the database after the upgrade.
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E. Recompile any invalid objects.
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F. Lock the new user accounts that were created.
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G. Adjust the initialization parameter values.
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H. Remove the deprecated initialization parameters.
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4. When you’re performing a manual upgrade to Oracle Database 12c, in what order are
the following steps performed?
1. Run catctl.pl .
2. Run preupgrd.sql .
3. Run utlu121s.sql .
4. Start the database using the STARTUP UPGRADE option.
5. Start the database using the STARTUP NORMAL option.
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A. 2, 5, 1, 4, 2
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B. 2, 4, 1, 5, 3
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C. 4, 2, 1, 5, 3
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D. 5, 2, 4, 1, 3
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5. Which of the following statements regarding the Pre-Upgrade utility preupgrd.sql are
correct? (Choose two.)
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A. It checks for space availability, user conflicts, role conflicts, initialization
parameters, etc., and prepares fix-up scripts to take care of all issues.
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B. The Pre-Upgrade Information utility does not make any changes to the database,
but merely reports results.
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C. preupgrd.sql is a standalone script and can be copied to another location to exe-
cute on the database to be upgraded.
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D. It recommends the amount of free space required in the SYSTEM and SYSAUX
tablespaces.
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6. Which two options are not true with the STARTUP UPGRADE mode instance startup?
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A. It initiates the upgrade process automatically after the instance is started.
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B. It suppresses spurious and unnecessary error messages, especially the ORA-00942 .
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C. It handles certain system startup parameters that could interfere with the upgrade.
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D. This option is more of a documentation purpose when the database is started for
upgrade. Its functionality is no different than the default STARTUP option.
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7. When you click the Restore Database button on the Upgrade Results page, which
options must be true to perform a complete restore?
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A. The database is upgraded from 11.2 release to Oracle Database 12c.
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B. The database must be backed up using DBUA.
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C. The COMPATIBLE parameter value must be 11.2.0.
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D. The database must be backed up prior to the upgrade.
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8. Which of the following database options must be upgraded individually when you’re
upgrading the database using the manual method?
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9. Which mechanism is used by Oracle to identify the components that need to be upgraded
while upgrading a database?
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A. V$OPTION
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B. V$LICENSE
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C. DBMS_REGISTRY
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D. DBMS_OPTIONS
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10. Before manually upgrading an 11.1.0.7 database, what should be the appropriate value
of the COMPATIBLE parameter? The current value is the default and is not specified in
the parameter file.
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11. Which option provides the opportunity to defragment the database during the upgrade?
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12. Complete the sentence. To run the Pre-Upgrade Information tool, the database must be
started _____.
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A. From Oracle Database 12c home
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B. From the original database home
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C. With the STARTUP UPGRADE option
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D. With the STARTUP PREUPGRADE option
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13. In your Oracle Database 11g environment, the ORACLE_SID is set to my11g , the ORACLE_
BASE directory is set to /u01/app/oracle , and the ORACLE_HOME directory is set to /u01/
app/oracle/db/11.2.0 . When you run the Pre-Upgrade Information tool on this environ-
ment from the /home/dba/preup directory, to which location are the log file and fix-up
scripts written?
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A. /u01/app/oracle/cfgtoollogs/my11g/preupgrade
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B. /u01/app/oracle/db/11.2.0/cfgtoollogs/my11g/preupgrade
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C. /home/dba/preup/cfgtoollogs/my11g/preupgrade
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D. /home/dba/preup
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14. During an upgrade using DBUA, which task cannot be performed by DBUA?
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A. Configure listener.ora in the 12c Oracle home, if no listener.ora file exists.
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B. Register the database with an existing listener in the 12c Oracle home.
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C. Copy the tnsnames.ora file from an old Oracle home to the 12c Oracle home.
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D. Migrate the listener running in the old Oracle home to the 12c Oracle home.
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15. Which statement about DBUA upgrade is true?
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A. You must shut down and start the source database using the UPGRADE option before
invoking DBUA for upgrade.
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B. The new home of the database must be added to oratab file.
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C. DBUA displays the progress of the upgrade, but you have no way of knowing
which step or phase is being executed.
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D. Space requirements are identified by DBUA in the Fast Recovery Area; the SYSTEM
and SYSAUX tablespaces must be fixed manually outside DBUA.
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16. Which option is not available for upgrading a database from 11.2.0.2 to 12.1.0?
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A. Full Database Export/Import using Data Pump.
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B. Full Transportable Export/Import.
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C. Manual upgrade using catctl.pl .
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D. DBUA upgrade.
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E. All of the above are available options.
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17. Name the scripts used by the Pre-Upgrade Information and Post-Upgrade Status tools?
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A. preupgrd.sql , postupgrd.sql
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B. utlu121i.sql , utlu121s.sql
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C. utlu121i.sql , postupgrd.sql
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D. preupgrd.sql , utlu121s.sql
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18. Which statement regarding Unified Auditing is true regarding a database after upgrade?
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A. The predefined Unified Auditing policies are disabled by default after a manual
upgrade.
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B. Pre-12c audit configuration is disabled by default after the upgrade, and audit
records are no longer written to the AUD$ table.
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C. One of the predefined Unified Auditing policies is enabled by default after a
DBUA upgrade.
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D. Traditional pre-12c audit and 12c Unified Auditing policies cannot co-exist in the
same database.
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19. To improve upgrade performance and reduce the upgrade time, what tasks should be
completed before starting the upgrade? (Choose two.)
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A. Run dbms_stats.gather_dictionary_stats .
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B. Run $ORACLE_HOME/rdbms/admin/emremove.sql .
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C. Run dbms_stats.gather_database_stats .
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D. Purge DBA_RECYCLEBIN .
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20. You have a database in Oracle 8.1.7 .4 version. The database size is less than 5GB,
including all tablespaces ( user data , system , temp , and rollback ). Which method
would you choose to upgrade to Oracle Database 12c? (Choose the best answer.)
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A. A two-phased upgrade. Upgrade to 10.2.0.5 first, and then upgrade to 12.1.0.
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B. Use traditional export/import using exp/imp tools.
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C. Use the transportable tablespace feature to copy the user_data tablespace to an
Oracle Database 12c database.
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D. Use DBUA to upgrade the 8.1.7.4 database directly to 12.1.0.