709463
Description
Mind Map by Mark Varela, updated more than 1 year ago
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Created by Mark Varela
over 10 years ago
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A: UK's Financial Services Regulatory Landscape
- Financial Conduct Authority
Annotations:
- - Strategic objective is to 'ensure that relevant markets function well' - Operational objectives: - consumer protection - integrity - competition
- Prudential Regulation Authority
Annotations:
- - promote safety & soundness of systemically important firms - protect policyholders in event of a firm's failure -Approach to regulation & supervision: - judgement-based - forwad-looking - focused
- Financial Policy Committee
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