null
US
Iniciar Sesión
Regístrate Gratis
Registro
Hemos detectado que no tienes habilitado Javascript en tu navegador. La naturaleza dinámica de nuestro sitio requiere que Javascript esté habilitado para un funcionamiento adecuado. Por favor lee nuestros
términos y condiciones
para más información.
Siguiente
Copiar y Editar
¡Debes iniciar sesión para completar esta acción!
Regístrate gratis
13227913
MEETING POTENTIAL CLIENTS
Descripción
Regulatory requirements when meeting potential customers
Sin etiquetas
qfa regulations
central bank
meeting potential customers
acca
Mapa Mental por
MARTHA MADRIZ
, actualizado hace más de 1 año
Más
Menos
Creado por
MARTHA MADRIZ
hace más de 6 años
3
0
0
Resumen del Recurso
MEETING POTENTIAL CLIENTS
the individual contact the firm
following on advertising
Following recommendation from friend, relative or existing client
Following a referral from existing client, another professional adviser, an associated firm
on foot of Referral
in line with
Data Protection Restrictions
Electronic Privacy Restrictions
Consumer Protection Code restriction
Ring or email
1- IDENTIFY YOURSELF
Your name and the Firm you represent
Term of Business
First and before providing advice or financial services
Legal, Trading name(s), Address, contact details of the firm
Name of the Group which firm belong
confirmation that firm is authorised, licensed or registered and name of Regulatory authority that authorised it
A statement indicating which code of conduct firm must comply
DESCRIPTION of the financial services the firm provides
If acting as Intermediary, a description of the level of service for each product type
SPECIFY each product and service for which it is tied, and the name of the form to which it is tied
General statement of The CHARGES imposed
Summary of firm POLICY on how
consumer data is used
in relation to conflict of interest
Remedies in the event of default by consumer
Effective date of term of business document
Complaint procedures
Stand alone basis
To sign Term of Business is not a requirement from Central Bank
Firm must not compell client to sign
if customer signs term of business
if a "Material change is done" to Term of Business firm must notify to EACH affected customer as soon as possible
2- STATE on whose behalf you are acting and purpose of the call
3- INFORM the consumer call being recorded, if the case
4- DISCLOSE the source of the business lead r referral with supporting documents
5- ESTABLISH if the consumer wishes to continue, if not-END email/call inmediatelly
BE SURE
obtain personal data fairly
Consent provided,purpose of data, separate inform consent for each visit. Firm to maintain record of consents given
can you use data for marketing purpose?
will the contact comply with the code
is it compliant with electronic privacy regulation
CUSTOMER DUE DILIGENCE
AN OBLIGATION before providing Financial Service
Mostrar resumen completo
Ocultar resumen completo
¿Quieres crear tus propios
Mapas Mentales
gratis
con GoConqr?
Más información
.
Similar
Customer Due Diligence
MARTHA MADRIZ
Presentaciones en Inglés
Diego Santos
antonimos I
Kioshi Gonzales
el colapso del mundo medieval
yenivane29
Concepto y funciones del área de Recursos Humanos
Erika Caro
Fichas de formulas de Cinematica DE FISICA
Omar Vazquez Flores
Estructura física y lógica de las computadoras
mauriciofrog
Tecnologías de la información y la comunicación
Jocelyn Glover
TEJIDO EPITELIAL
Zully Tatiana Rocha Estupiñan
FACTORES QUE INTERVIENEN EN EL MARKETING
Juan Carlos Pimiento Lancheros
MANUAL DE MUSCULOS DE MIEMBRO SUPERIOR
cristian felipe pèrez cruz
Explorar la Librería