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A: UK's Financial Services Regulatory Landscape

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CII - Level 4 Diploma (C5.1: Responsibilites & approach to regulation) R01 - Financial services, regulation, and ethics Mapa Mental sobre A: UK's Financial Services Regulatory Landscape, creado por Mark Varela el 02/04/2014.
Mark Varela
Mapa Mental por Mark Varela, actualizado hace más de 1 año
Mark Varela
Creado por Mark Varela hace más de 10 años
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Resumen del Recurso

A: UK's Financial Services Regulatory Landscape
  1. Financial Conduct Authority

    Nota:

    • - Strategic objective is to 'ensure that relevant markets function well' - Operational objectives:    - consumer protection    - integrity    - competition
    1. Prudential Regulation Authority

      Nota:

      • - promote safety & soundness of systemically important firms - protect policyholders in event of a firm's failure -Approach to regulation & supervision:     - judgement-based     - forwad-looking     - focused
      1. Financial Policy Committee
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