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A: UK's Financial Services Regulatory Landscape

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CII - Level 4 Diploma R01 - Financial services, regulation, and ethics (C5.1: Responsibilites & approach to regulation) Mapa Mental sobre A: UK's Financial Services Regulatory Landscape, criado por Mark Varela em 02-04-2014.
Mark Varela
Mapa Mental por Mark Varela, atualizado more than 1 year ago
Mark Varela
Criado por Mark Varela mais de 10 anos atrás
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A: UK's Financial Services Regulatory Landscape
  1. Financial Conduct Authority

    Anotações:

    • - Strategic objective is to 'ensure that relevant markets function well' - Operational objectives:    - consumer protection    - integrity    - competition
    1. Prudential Regulation Authority

      Anotações:

      • - promote safety & soundness of systemically important firms - protect policyholders in event of a firm's failure -Approach to regulation & supervision:     - judgement-based     - forwad-looking     - focused
      1. Financial Policy Committee

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