9424535
Question 1
Question
Trading for all contracts of one product starts simultaneously at the Eurex Exchanges.
Answer
- True
- False
Question 2
Question
Only if the order size in a cross trade is bigger than the minimum size it is necessary to make a
cross request before entering the cross trade
Answer
- True
- False
Question 3
Question
Cross trades and mistrades at the Eurex Exchanges are typically offset by entering a
countertransaction.
Answer
- True
- False
Question 4
Question
In case of emergency members may have their orders deleted by the Eurex Exchanges.
Answer
- True
- False
Question 5
Question
The "trading on behalf of" process may also include entering quotes for a Market Maker.
Answer
- True
- False
Question 6
Question
Traders are allowed to provide their access code (UserID) to other traders to enable them to
trade at the Eurex Exchanges.
Answer
- True
- False
Question 7
Question
What are the consequences when the status of a product is set to "Fast Market"?
Answer
-
Deletion of all existing orders for this product
-
Trade suspension for this product for five minutes
-
Display of the status in the appropriate windows
-
Increase of the maximum allowed spreads for quotes
Question 8
Question
Which possibilities do members have if they cannot trade due to in-house technical problems?
Answer
-
Participation in the "trading on behalf of" process by calling the Eurex Exchanges
-
Deletion of all their orders by calling the Eurex Exchanges
-
Login to the Eurex system with another Member ID
-
Declaration of mistrades for all trades which occoured after this point in time
Question 9
Question
Which statements regarding the "trading on behalf of" process are correct?
Answer
-
The orders are submitted to an Eurex employee via telephone
-
All orders must be confirmed via e-mail or fax after they are submitted via telephone
-
All orders in the "trading on behalf" of process are processed Trade Entry Service
-
All orders in the "trading on behalf" of process are input to the Eurex system
Question 10
Question
Who may participate in the "trading on behalf of" process?
Answer
-
Every admitted trader of a member
-
Only the head trader of all members after they have registered
-
Only the head trader of all GCMs (General Clearing Member)
-
Only for all Market Makers
Question 11
Question
Which party(ies) should traders contact immediately if they cause a mistrade?
Answer
-
Disciplinary Committee
-
Management of the Eurex Exchanges
-
Market Supervision of the Eurex Exchanges
-
Exchange Council
Question 12
Question
In which cases should a trader contact the Trading Surveillance Office(s) of the Eurex
Exchanges?
Answer
-
Conspicuous trade behaviour in certain contracts
-
Erroneous entry of a cross trade
-
Origination of a mistrade
-
Participation in the "trading-on-behalf of" process
Question 13
Question
Which of the following transactions may be executed using the "trading on behalf of" process in
the agent account (A..) of a member?
Answer
-
Exercise of equity options
-
Deletion of orders
-
Deletion of quotes
-
Entry of market orders
Question 14
Question
Which condition(s) must be met in order to classify a trade at the Eurex Exchanges as a
mistrade which can be cancelled?
Answer
-
Considerable deviation of the trade price from the reference price
-
Application for cancellation of the trade by the appropriate exchange member within 30 minutes
-
Erroneous entry of the order
-
Entry of a market order
Question 15
Question
Which document defines the minimum difference between the price of a trade and the
reference price which is considered substantial and thus constitutes a mistrade?
Answer
-
Exchange regulations
-
Trading conditions at the Eurex Exchanges
-
Emergency procedure
-
Contract specifications
Question 16
Question
With which trading period (product phase) does trading usually resume after a trade
suspension?
Answer
-
Pre-Trading Period
-
Opening auction
-
Trading Period
-
Post-Trading Period
Question 17
Question
Which activities may traders perform in products that are suspended from trading and have a
status of "Halt"?
Answer
-
Deletion of orders which are still in the order book
-
Entry of new orders in consideration of the resumption of trading
-
Viewing of their executions for this product
-
Entry of give-up instructions for this product
Question 18
Question
Which of the following price(s) caused by erroneously entered orders in the DAX Future may
be a mistrade, given a reference price for the DAX Future of 5,210 and a margin interval for the
DAX Future of 400 points? The Boards of Management of the Eurex Exchanges have set the
interval for a significant price deviation from the reference price at 20 percent of the margin
interval.
Answer
-
4,210.0
-
5,120.0
-
5,201.0
-
5,510.0
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